Disclaimer The material included on the RiverOak Investment Corp., LLC web site is for informational purposes only and is not offered as investment advice on any particular matter. Because the results of any investment may vary depending upon specific facts and market conditions, no reader should act on the basis of any matter contained on this web site without seeking appropriate professional advice. No information on this web site should be construed as a prediction of future results. Investment product information is meant for those potential investors who meet the strict guidelines of Regulation D of the Securities Act of 1933. Transmission and receipt of information from this web site does not create or constitute an investment advisory relationship between RiverOak Investment Corp., LLC or its affiliates and the reader. RiverOak Investment Corp., LLC is not responsible for any third party content which is accessible through this web site.   Privacy Statement Client Privacy Overview Your personal privacy is extremely important. At RiverOak, we recognize that whether you are an existing client or are considering a relationship with us, you have an interest in how we collect, retain, and use information about you and your business relationship with us. Embedded in our culture is a tradition of protecting your confidential information. We safeguard our clients' privacy by maintaining standards and procedures designed to prevent misuse of this information.   Client Privacy Bill of Rights RiverOak Employees At RiverOak, any employee access to client information is authorized for business purposes only and is based on the sensitivity of the information and our employees' need to know. We remind employees regularly of their obligations with regard to client information. Disregard of these requirements or misuse of the information will result in disciplinary action, including termination where appropriate.   Information Collection, Use and Sharing   Within RiverOak At RiverOak we collect, retain and use information about you for the purpose of serving your investment needs, administering our account relationship, and fostering ongoing communication with our clients.   With Third Parties RiverOak will not release any information to any vendors or service companies and will not sell client information to outside parties. You should be aware that there may be occasions where we are legally required to disclose information about you, such as in response to a subpoena, to prevent fraud, or to comply with a legally permitted inquiry from a governmental agency or federal regulator.   Accuracy and Right to Correct We continually strive to maintain complete and accurate information about you and your accounts. Should you ever believe that our records contain inaccurate or incomplete information about you, please notify us. We will investigate your concerns and correct any inaccuracies.

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